Roy E. Weisert

WEISERT INVESTMENT SERVICES

Virginia Beach, VA

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CRD#: 2255515

Professional summary

Roy Edward Weisert, CFP® is a registered financial advisor currently at WEISERT INVESTMENT SERVICES, INC. located in Virginia Beach, Virginia.

Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Roy has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: CDSA DAM NECK INVESTMENT RELATED: NO ADDRESS: 1922 REGULUS AVE, VIRGINIA BEACH, VA 23461 NATURE: CIVIL SERVICE, DEPT OF NAVY POSITION: GS-15 TITLE: STRATEGIC OPERATIONS DIRECTOR START DATE: JUNE 2001 HOURS: 40 DUTIES: HEAD UP THE STARTEGIC PLANNING EFFORTS OF THE ORGANIZATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roy Edward Weisert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

January 9, 2006 - Present

WEISERT INVESTMENT SERVICES, INC.

RIA

CRD#: 111670

Virginia Beach, VA

Past

July 6, 1992 - January 3, 1996

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/9/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/2/1992

General Securities Representative Examination

Current Firm

WEISERT INVESTMENT SERVICES, INC.

CRD#: 111670 / SEC#:

Virginia

Registered Investment Advisory firm - (2/12/2004 Approved)

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Contact information

Main Address

Virginia Beach, VA

Mailing Address

Phone number

(757) 636-0632

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 4,247,501

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Roy E. Weisert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roy Edward Weisert's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEISERT INVESTMENT SERVICES, INC.

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/1993

Series 63

Date: 7/9/1992

Series 7

Date: 7/2/1992

Current Firm

WEISERT INVESTMENT SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEISERT INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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