Terrence L. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Lee Black was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1973. Terrence had worked at 5 firms and has passed the Series 63, Series 5, Series 1 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2003 - October 23, 2007
GBS FINANCIAL CORP.
March 25, 2002 - August 7, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 29, 1998 - April 10, 2002
PIPER SANDLER & CO.
January 3, 1984 - June 17, 1998
A. G. EDWARDS & SONS, INC.
March 1, 1973 - January 23, 1984
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationSeries 1
Date: 2/26/1973
Registered Representative ExaminationSeries 000
Date: 2/22/1973
General Securities Principal ExaminationCurrent Firm
GBS FINANCIAL CORP.
CRD#: 16906 / SEC#: 801-60744, 8-34631
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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