Michael J. Gielen
Professional summary
Michael John Gielen, who also goes by Mike Gielen, is a registered financial advisor currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Gielen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2007 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367October 1, 2000 - March 6, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 11, 1999 - March 6, 2007
WELLS FARGO CLEARING SERVICES, LLC
May 20, 1996 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
August 5, 1992 - April 23, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2010)
(6/6/2007)
(6/5/2007)
(5/31/2007)
(4/20/2009)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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