Peter W. Mortensen
Professional summary
Peter William Mortensen SR, CFA, CFP®, who also goes by Peter William Sr Mortensen, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Alpharetta, Georgia.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter William Mortensen SR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1999
Experience
September 29, 2001 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 2300 Lakeview Parkway Suite 700, Alpharetta, GA 30009January 28, 1998 - October 1, 2001
EISNER SECURITIES, INC.
November 5, 1993 - January 29, 1998
WALNUT STREET SECURITIES, INC.
July 10, 1992 - November 3, 1993
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2021)
(1/3/2022)
(1/12/2015)
(9/29/2001)
(9/29/2001)
(10/26/2010)
(1/23/2004)
(9/29/2001)
(1/12/2015)
(4/6/2023)
(9/29/2001)
(2/26/2007)
(9/29/2001)
(11/21/2003)
(1/12/2015)
(7/27/2015)
(9/29/2001)
(1/3/2022)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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