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Ellen Hung

CRD# 2255247·Registered 1992 - 2015
Previously Registered: Being a previously registered professional could mean that Ellen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ellen Hung, who also goes by Ellen Dolan, Ellen Yinwan Popa, Ellen Ratte, was a registered financial advisor. Ellen was a previously registered financial professional and started their career in finance 1992 - 2015. Ellen had worked at 2 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ellen Dolan, Ellen Yinwan Popa, Ellen Ratte

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

Past

GE RATTÉ ASSET MANAGEMENT LLCPast·CRD# 167162
RIA
Honolulu, HI
November 27, 2014 - March 6, 2015
SUNAMERICA SECURITIES, INC.Past·CRD# 20068
BD
July 9, 1992 - August 20, 1992

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Current Firm

GR
GE RATTÉ ASSET MANAGEMENT LLC

GE RATTE ASSET MANAGEMENT INC. | GE RATTÉ ASSET MANAGEMENT LLC | GE RATTE ASSET MANAGEMENT LLC

CRD#: 167162 / SEC#: 801-77835

Contact Information

Main Address

Honolulu, HI

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1992About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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