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Brian Grayson Kidder

CRD# 2255243·Registered 1992 - 2015
Barred: Brian Grayson Kidder was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Brian Grayson Kidder was a registered financial advisor. Brian was a previously registered financial advisor and started their career in finance 1992 - 2015. Brian had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

HIGH POINT CAPITAL GROUP, INC.·CRD# 25667
BD
Cocoa, FL
November 26, 2014 - July 14, 2015
DELANEY EQUITY GROUP LLC·CRD# 142285
BD
Maitland, FL
March 10, 2014 - June 27, 2014
ACAP FINANCIAL INC.·CRD# 7731
BD
Salt Lake City, UT
April 12, 2011 - December 31, 2013
TEJAS SECURITIES GROUP, INC.·CRD# 36705
BD
Austin, TX
March 20, 2008 - August 11, 2008
ELECTRONIC ACCESS DIRECT, INC.·CRD# 36975
BD
Sarasota, FL
January 24, 2007 - November 8, 2007
SUNSTATE EQUITY TRADING·CRD# 43571
BD
Tampa, FL
November 30, 2005 - September 27, 2006
FIFTH STREET CAPITAL, LLC·CRD# 103701
BD
Austin, TX
May 13, 2004 - October 26, 2009
RIVERSTONE WEALTH MANAGEMENT, INC.·CRD# 40418
RIA
Austin, TX
December 18, 2000 - May 17, 2004
RIVERSTONE WEALTH MANAGEMENT, INC.·CRD# 40418
BD
Austin, TX
December 18, 2000 - May 17, 2004
THE AVANTUS GROUP, INC.·CRD# 39347
BD
Austin, TX
December 2, 1997 - December 18, 2000
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
February 13, 1995 - November 25, 1997
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
July 23, 1992 - February 24, 1995
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
July 9, 1992 - July 28, 1992

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Current Firm

HP
HIGH POINT CAPITAL GROUP, INC.

COLLNER & HIGGINS, INC. | HIGH POINT CAPITAL GROUP, INC. | COLLNER HIGGINS & ANDERSEN, INC.

CRD#: 25667 / SEC#: 8-42040
BD
Terminated by SEC on 11/13/2015

Contact Information

Established

Florida since 09/27/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ANDERSEN, ROBERT ELWOOD JRPRESIDENT, SECRETARY, TREASURER, CCO & FINOP2010590

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2004

Series 7 — General Securities Representative Examination

Passed Jul 1992About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2015About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1998About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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