Brian G. Kidder
Professional summary
Brian Grayson Kidder was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Brian had worked at 12 firms, which includes HIGH POINT CAPITAL GROUP INC., DELANEY EQUITY GROUP LLC, ACAP FINANCIAL INC., TEJAS SECURITIES GROUP INC., ELECTRONIC ACCESS DIRECT INC., SUNSTATE EQUITY TRADING, FIFTH STREET CAPITAL LLC, RIVERSTONE WEALTH MANAGEMENT INC., THE AVANTUS GROUP INC., FIRST MONTAUK SECURITIES CORP., DICKINSON & CO., J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2014 - July 14, 2015
HIGH POINT CAPITAL GROUP, INC.
March 10, 2014 - June 27, 2014
DELANEY EQUITY GROUP LLC
April 12, 2011 - December 31, 2013
ACAP FINANCIAL INC.
March 20, 2008 - August 11, 2008
TEJAS SECURITIES GROUP, INC.
January 24, 2007 - November 8, 2007
ELECTRONIC ACCESS DIRECT, INC.
November 30, 2005 - September 27, 2006
SUNSTATE EQUITY TRADING
May 13, 2004 - October 26, 2009
FIFTH STREET CAPITAL, LLC
December 18, 2000 - May 17, 2004
RIVERSTONE WEALTH MANAGEMENT, INC.
December 18, 2000 - May 17, 2004
RIVERSTONE WEALTH MANAGEMENT, INC.
December 2, 1997 - December 18, 2000
THE AVANTUS GROUP, INC.
February 13, 1995 - November 25, 1997
FIRST MONTAUK SECURITIES CORP.
July 23, 1992 - February 24, 1995
DICKINSON & CO.
July 9, 1992 - July 28, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 8/17/2004
Limited Representative-Equity Trader ExamCurrent Firm
HIGH POINT CAPITAL GROUP, INC.
CRD#: 25667 / SEC#: , 8-42040
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANDERSEN, ROBERT ELWOOD JR | PRESIDENT, SECRETARY, TREASURER, CCO & FINOP | 2010590 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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