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NP

Nicole A. Palmer

PALMER WEALTH MANAGEMENT LLC
Prairieville, LA 70769
Some features on this profile are disabled
CRD#: 2255107
NP

Professional summary

Nicole Alt Palmer, CFP®, who also goes by Nicole Marie Alt, is a registered financial advisor currently at PALMER WEALTH MANAGEMENT LLC located in Prairieville, Louisiana.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Nicole has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

What are your service offerings?
Employee and Employer Plan Ben...
Business Succession Planning
Tax Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes

Aliases

Nicole Marie Alt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Nicole Palmer, Sole Proprietor; Investment Related; Fixed Insurance Sales; Insurance Agent; Start 06/2017

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Alt Palmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

July 5, 2017 - Present

PALMER WEALTH MANAGEMENT LLC

Office #1: 17531 Old Jefferson Highway Suite B, Prairieville, LA 70769
RIA
CRD#: 286692
Prairieville, LA
Past

September 18, 2007 - June 29, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
PRAIRIEVILLE, LA
Past

September 17, 2007 - June 29, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
PRAIRIEVILLE, LA
Past

February 21, 2006 - January 12, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BATON ROUGE, LA
Past

December 16, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

January 19, 2005 - June 3, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
RIVERSIDE, CA
Past

January 18, 2005 - June 3, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

May 18, 2000 - July 1, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

March 20, 1995 - May 2, 2000

CAPITAL ONE INVESTMENTS, LLC

BD
CRD#: 17526
NEW ORLEANS, LA
Past

November 5, 1993 - March 13, 1995

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

July 9, 1992 - August 11, 1993

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(7/5/2017)
IAR
Texas
(7/5/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/28/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/7/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/29/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/20/2001
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/6/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/7/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/7/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/9/2000
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/29/1999
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/12/1998
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/20/1997
General Securities Principal Examination

Current Firm

PW
PALMER WEALTH MANAGEMENT LLC
PALMER WEALTH MANAGEMENT LLC

CRD#: 286692 / SEC#:

Louisiana
Registered Investment Advisory firm - (2/21/2017 Approved)
Texas
Registered Investment Advisory firm - (3/13/2017 Approved)
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Contact information

Main Address
17531 Old Jefferson Highway Suite B, Prairieville, LA 70769
Mailing Address
Phone number
(225) 304-0025
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts99
AUM (Assets Under Management)$ 33,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALMER WEALTH MANAGEMENT LLC

CRD#: 286692Prairieville, LA 70769

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