Brian C. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Christopher Kelly was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1992. Brian had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2011 - April 18, 2013
SHELTER HARBOR CAPITAL
June 21, 2010 - January 25, 2012
BRIAN KELLY CAPITAL
April 25, 2006 - June 5, 2008
TAFFERER TRADING, LLC
October 18, 2004 - February 1, 2005
TURNINGBLOCK CAPITAL LLC
March 4, 2002 - February 12, 2004
MKM PARTNERS LLC
August 22, 1995 - March 15, 2002
A.B. WATLEY, INC.
July 20, 1992 - May 4, 1994
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/19/1999
Limited Representative-Equity Trader ExamCurrent Firm
SHELTER HARBOR CAPITAL
CRD#: 158931 / SEC#:
Contact information
Red Flags
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