Anita Knotts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anita Knotts, who also goes by Anita Baddi, Anita Knotts, was a registered financial professional .
Anita is a previously registered financial professional and started their career in finance in 1992. Anita had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2022 - March 6, 2025
ZENDAMENTALS
October 26, 2007 - January 13, 2021
CALAMOS WEALTH MANAGEMENT LLC
August 26, 2002 - October 17, 2007
CALAMOS ADVISORS LLC
August 23, 2002 - January 13, 2021
CALAMOS FINANCIAL SERVICES LLC
July 20, 2001 - May 30, 2002
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - May 30, 2002
WELLS FARGO INVESTMENTS, LLC
November 18, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
July 14, 1994 - October 4, 1999
PERSHING LLC
May 7, 1993 - July 8, 1994
KEYBANC CAPITAL MARKETS INC.
August 13, 1992 - March 15, 1993
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZENDAMENTALS
CRD#: 148411 / SEC#: 801-134594
Contact information
Regulatory assets under management
| Total Number of Accounts | 945 |
| AUM (Assets Under Management) | $ 129,644,565 |
Red Flags
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