Phillip G. Conlon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Gregory Conlon JR, who also goes by Phil Conlon Jr, Phil Conlon, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1992. Phillip had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2019 - December 31, 2025
HONU WEALTH MANAGEMENT
March 16, 2006 - March 26, 2019
SILICON VALLEY SECURITIES, INC.
March 16, 2006 - March 26, 2019
SILICON VALLEY SECURITIES, INC.
July 2, 2003 - February 16, 2006
AMERIPRISE ADVISOR SERVICES, INC.
February 21, 2003 - February 16, 2006
AMERIPRISE ADVISOR SERVICES, INC.
October 21, 2002 - November 26, 2002
MORGAN STANLEY DW INC.
September 24, 2001 - November 26, 2002
MORGAN STANLEY DW INC.
October 29, 1998 - August 20, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 1992 - October 30, 1998
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
HONU WEALTH MANAGEMENT
CRD#: 142563 / SEC#: 801-132222
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HONU WEALTH MANAGEMENT
CRD#: 142563 / SEC#: 801-132222
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 302 |
| AUM (Assets Under Management) | $ 136,208,747 |
Red Flags
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