Phillip G. Conlon
Professional summary
Phillip Gregory Conlon JR, who also goes by Phil Conlon Jr, Phil Conlon, is a registered financial advisor currently at HONU WEALTH MANAGEMENT located in Sunnyvale, California.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Phillip has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Gregory Conlon JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2019 - Present
HONU WEALTH MANAGEMENT
March 16, 2006 - March 26, 2019
SILICON VALLEY SECURITIES, INC.
March 16, 2006 - March 26, 2019
SILICON VALLEY SECURITIES, INC.
July 2, 2003 - February 16, 2006
AMERIPRISE ADVISOR SERVICES, INC.
February 21, 2003 - February 16, 2006
AMERIPRISE ADVISOR SERVICES, INC.
October 21, 2002 - November 26, 2002
MORGAN STANLEY DW INC.
September 24, 2001 - November 26, 2002
MORGAN STANLEY DW INC.
October 29, 1998 - August 20, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 1992 - October 30, 1998
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
HONU WEALTH MANAGEMENT
CRD#: 142563 / SEC#: 801-132222
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/2019)
Exams
Current Firm
HONU WEALTH MANAGEMENT
CRD#: 142563 / SEC#: 801-132222
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 302 |
| AUM (Assets Under Management) | $ 136,208,747 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
