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Michael D. Curtis

ALLSTATE FINANCIAL SERVICES
Brandon, MS 39042-2601
Some features on this profile are disabled
CRD#: 2255005
MC

Professional summary

Michael David Curtis, who also goes by Mike D Curtis, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Brandon, Mississippi.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike D Curtis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Advisors Excell. Agent. 2950 SW McClure Rd, Topeka, KS 66614. AE is an IMO for FIA products. Annuity Marketing. Only receiving renewal commissions. Duties: The sale of FIA. Nationwide, North American. Time devoted: 10%, 5 hr/mo, 3 hr/mo during trading hours. Start date 8/22/14. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael David Curtis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 25, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 344 Crossgates Blvd, Brandon, MS 39042-2601
BD
CRD#: 18272
Brandon, MS
Past

May 3, 2017 - September 25, 2024

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Brandon, MS
Past

September 5, 2014 - May 1, 2017

INVESTMENT ADVISORS CORP

RIA
CRD#: 117531
LIBERTY, MS
Past

September 5, 2014 - May 1, 2017

BROKER DEALER FINANCIAL SERVICES CORP.

BD
CRD#: 8073
LIBERTY, MS
Past

July 27, 2004 - September 8, 2014

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
LIBERTY, MS
Past

June 17, 2003 - September 8, 2014

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
LIBERTY, MS
Past

December 16, 1999 - July 3, 2003

INVESTACORP, INC.

BD
CRD#: 7684
MIAMI, FL
Past

July 31, 1992 - January 11, 2000

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/4/2017)
RR
Florida
(4/10/2019)
RR
Georgia
(6/28/2023)
RR
Louisiana
(4/25/2017)
RR
Mississippi
(4/25/2017)
RR
Missouri
(11/14/2023)
RR
Oklahoma
(4/25/2017)
RR
Tennessee
(6/20/2023)
RR
Texas
(4/30/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/10/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/30/1992
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL SERVICES, LLC
ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES

CRD#: 18272 / SEC#: , 8-36365

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380
Mailing Address
Po Box 83271, Lincoln, NE 68501-3271
Phone number
(877) 232-2142
Established
Delaware since 11/01/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLSTATE INSURANCE COMPANYOWNER
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE6357880
DELANEY, SCOTT SULLIVANPRESIDENT AND CHIEF EXECUTIVE OFFICER2978681
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISCHAIRMAN OF THE BOARD2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113
WHITCOMB, MICHAEL JAMESFINOP7495756

Disclosures

Regulatory Event4
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272Brandon, MS 39042-2601

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