Charles D. Curtis

WAPG

LITTLETON, CO 80126

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CRD#: 2254815

Professional summary

Charles Daniel Curtis JR is a registered financial advisor currently at WAPG, LLC located in Littleton, Colorado.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Charles has worked at 8 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Daniel Curtis JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2006 - Present

WAPG, LLC

Office #1: 9457 S. University Blvd. #500, Littleton, CO 80126

RIA

CRD#: 113824

LITTLETON, CO

Past

January 18, 2007 - February 28, 2008

STONEFIELD INVESTMENT ADVISORY, INC.

RIA

CRD#: 113802

LITTLETON, CO

Past

November 3, 2006 - June 24, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LITTLETON, CO

Past

June 8, 2005 - April 6, 2006

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

LITTLETON, CO

Past

February 1, 2005 - April 6, 2006

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

November 12, 2002 - January 31, 2005

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

April 9, 2002 - November 6, 2002

RMIN SECURITIES, INC.

CRD#: 47274

DENVER, CO

Past

January 1, 1999 - January 13, 2005

WAPG, LLC

RIA

CRD#: 113824

LITTLETON, CO

Past

June 7, 1994 - November 12, 2001

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

September 2, 1992 - June 3, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/16/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/26/2002

General Securities Principal Examination

Current Firm

WAPG, LLC

WAPG, LLC | WEALTH ACCUMULATION & PRESERVATION GROUP, LLC

CRD#: 113824 / SEC#:

Colorado

Registered Investment Advisory firm - (10/16/2006 Approved)

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Contact information

Main Address

Lone Tree, CO

Mailing Address

9457 S. University Blvd. #500, Littleton, CO 80126

Phone number

(303) 771-6245

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles D. Curtis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Daniel Curtis JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEFIELD INVESTMENT ADVISORY, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

RMIN SECURITIES, INC.

WAPG, LLC

NATHAN & LEWIS SECURITIES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/1992

Series 7

Date: 3/23/1995

Series 6

Date: 8/31/1992

Series 24

Date: 9/26/2002

Current Firm

WAPG, LLC

Contact information

Documents

Red Flags

Company Information

WAPG, LLC

TRUST BUT VERIFY

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