George S. Rusiska
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Steve Rusiska JR, who also goes by George Rusiska, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1993. George had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2016 - November 3, 2025
L.M. KOHN & COMPANY
January 31, 2012 - November 12, 2015
PRIMESOLUTIONS SECURITIES, INC.
May 25, 2010 - November 8, 2011
CETERA ADVISORS LLC
October 11, 2004 - April 20, 2010
CETERA ADVISORS LLC
October 20, 2000 - December 16, 2003
MML INVESTORS SERVICES, LLC
June 11, 1997 - July 8, 1997
MML INVESTORS SERVICES, LLC
May 6, 1993 - July 31, 1996
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
L.M. KOHN & COMPANY
CRD#: 27913 / SEC#: 801-38116, 8-43303
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,799 |
| AUM (Assets Under Management) | $ 2,091,208,747 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
