Brian Czupek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Czupek, who also goes by Brian Ed Czupek, Brian Edward Czupek, Brian Czupek, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2002. Brian had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2024 - July 14, 2025
EXEMPLAR CAPITAL, LLC
January 19, 2022 - December 15, 2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 23, 2021 - August 5, 2021
VANGUARD MARKETING CORPORATION
April 2, 2018 - November 3, 2020
GRIFFIN CAPITAL SECURITIES, LLC
January 24, 2017 - February 26, 2018
PEAKSTONE SECURITIES, LLC
December 8, 2014 - December 28, 2015
PAULSON INVESTMENT COMPANY LLC
November 19, 2012 - March 15, 2013
FELTL & COMPANY
November 19, 2012 - March 15, 2013
FELTL & COMPANY
November 15, 2010 - November 19, 2012
ADVANCED EQUITIES, INC.
November 15, 2010 - November 19, 2012
ADVANCED EQUITIES, INC.
August 6, 2010 - November 24, 2010
MSI FINANCIAL SERVICES, INC.
July 27, 2010 - November 24, 2010
MSI FINANCIAL SERVICES, INC.
September 19, 2007 - December 24, 2009
CHARLES SCHWAB & CO., INC.
September 19, 2007 - December 24, 2009
CHARLES SCHWAB & CO., INC.
April 3, 2007 - September 6, 2007
BMO HARRIS FINANCIAL ADVISORS, INC.
April 3, 2007 - September 6, 2007
BMO HARRIS FINANCIAL ADVISORS, INC.
March 13, 2006 - January 19, 2007
MORGAN STANLEY DW INC.
August 5, 2005 - January 19, 2007
MORGAN STANLEY DW INC.
March 18, 2005 - August 10, 2005
AMERIPRISE ADVISOR SERVICES, INC.
February 4, 2002 - February 14, 2005
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
January 7, 2002 - January 16, 2002
IDS LIFE INSURANCE COMPANY
January 7, 2002 - January 16, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXEMPLAR CAPITAL, LLC
CRD#: 155786 / SEC#: , 8-68740
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
