Joseph C. Favata
Professional summary
Joseph Charles Favata SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Joseph had worked at 5 firms, which includes BERNARD LEE & EDWARDS SECURITIES INC, INSTITUTIONAL EQUITY CORPORATION, CONTINENTAL BROKER-DEALER CORP., JOSEPH STEVENS & CO. INC., A.S. GOLDMEN & CO. INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2000 - June 15, 2001
BERNARD, LEE & EDWARDS SECURITIES, INC
April 8, 1999 - April 6, 2000
INSTITUTIONAL EQUITY CORPORATION
July 30, 1996 - December 14, 1998
CONTINENTAL BROKER-DEALER CORP.
October 19, 1994 - August 5, 1996
JOSEPH STEVENS & CO., INC.
May 28, 1993 - December 19, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
BERNARD, LEE & EDWARDS SECURITIES, INC
CRD#: 24050 / SEC#: , 8-40882
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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