Peter A. Santoriello

PASCO INVESTMENT ADVISORS

WESTFIELD, NJ 07090-2115

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CRD#: 2254463

Professional summary

Peter Anthony Santoriello MR., who also goes by Peter Anthony Santoriello, Peter Santoriello, is a registered financial advisor currently at PASCO INVESTMENT ADVISORS INC located in Westfield, New Jersey.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Peter has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Anthony Santoriello | Peter Santoriello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Anthony Santoriello MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 1995 - Present

PASCO INVESTMENT ADVISORS INC

Office #1: 509 E. Broad Street, Westfield, NJ 07090-2115

RIA

CRD#: 106133

WESTFIELD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 10/16/1992

Non-Member General Securities Examination

Current Firm

PASCO INVESTMENT ADVISORS INC

CRD#: 106133 / SEC#: 801-47690

RIA

Registered Investment Advisory firm - (3/16/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (2/25/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

509 East Broad St., Westfield, NJ 07090-2115

Mailing Address

Phone number

(908) 518-1888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 40,112,569

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter A. Santoriello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Anthony Santoriello MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PASCO INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/1992

Series 2

Date: 10/16/1992

Current Firm

PASCO INVESTMENT ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PASCO INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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