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Charles Eldred Goodwill

CRD# 225443·Registered 1970 - 2004
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Eldred Goodwill was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1970 - 2004. Charles had worked at 4 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

THE TYLER-STONE GROUP·CRD# 120229
RIA
Shaker Hts., OH
May 6, 2004 - December 31, 2004
LPL FINANCIAL LLC·CRD# 6413
RIA
Shaker Heights, OH
April 15, 2004 - December 31, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
Shaker Heights, OH
April 14, 2004 - December 31, 2012
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Cleveland, OH
October 29, 1999 - April 22, 2004
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
July 12, 1988 - April 22, 2004
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
January 2, 1970 - July 16, 1988

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1990About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Dec 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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