Nicholas J. Drizos

HORIZON WEALTH ADVISORS

Lakewood Ranch, FL

Some features on this profile are disabled

CRD#: 2254426

Professional summary

Nicholas James Drizos, AIF®, who also goes by Nick Drizos, is a registered financial advisor currently at HORIZON WEALTH ADVISORS located in Lakewood Ranch, Florida.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Nicholas has worked at 5 firms and has passed the Series 65, Series 63 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Drizos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Drizos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 17, 2008 - Present

HORIZON WEALTH ADVISORS

RIA

CRD#: 148338

Lakewood Ranch, FL

Past

January 27, 1999 - February 6, 2001

HORIZON CAPITAL, INC.

CRD#: 41362

SARASOTA, FL

Past

January 5, 1999 - January 27, 1999

HORIZON CAPITAL, INC.

CRD#: 41362

Past

July 18, 1995 - March 8, 1999

DRIZOS INVESTMENTS, INC.

CRD#: 15087

MORRISTOWN, NJ

Past

January 25, 1995 - April 24, 1995

RICKEL & ASSOCIATES, INC.

CRD#: 7839

NEW YORK, NY

Past

August 3, 1994 - October 21, 1994

TULLETT & TOKYO SECURITIES, INC.

CRD#: 19595

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZON WEALTH ADVISORS

HORIZON WEALTH ADVISORS | HORIZON WEALTH ADVISORS, LLC

CRD#: 148338 / SEC#: 801-100378

RIA

Registered Investment Advisory firm - (6/24/2015 Approved)

Florida

Registered Investment Advisory firm - (7/6/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/17/2008)

IAR

Pennsylvania
(8/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52

Date: 7/21/1994

Municipal Securities Representative Examination

Current Firm

HORIZON WEALTH ADVISORS

HORIZON WEALTH ADVISORS | HORIZON WEALTH ADVISORS, LLC

CRD#: 148338 / SEC#: 801-100378

RIA

Registered Investment Advisory firm - (6/24/2015 Approved)

Florida

Registered Investment Advisory firm - (7/6/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/8/2015 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Lakewood Ranch, FL

Mailing Address

9040 Town Center Parkway, Lakewood Ranch, FL 34202

Phone number

(941) 362-0161

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORIZON WEALTH ADV PART 2A (3/4/2026)

Regulatory assets under management

Total Number of Accounts	644
AUM (Assets Under Management)	$ 234,983,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas J. Drizos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Drizos's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORIZON WEALTH ADVISORS

HORIZON CAPITAL, INC.

HORIZON CAPITAL, INC.

DRIZOS INVESTMENTS, INC.

RICKEL & ASSOCIATES, INC.

TULLETT & TOKYO SECURITIES, INC.

Primary Firm SEC Registration

HORIZON WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2007

Series 63

Date: 3/31/1995

Series 52

Date: 7/21/1994

Current Firm

HORIZON WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORIZON WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors