Arthur I. Prostick
Professional summary
Arthur Isom Prostick, who also goes by Art Prostick, is a registered financial professional currently at CP CLIENT SOLUTIONS LLC located in Saratoga Springs, New York.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 2005. Arthur has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur Isom Prostick's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2025 - Present
CP CLIENT SOLUTIONS LLC
Office #1: 321 Broadway 5th Floor, Saratoga Springs, NY 12866Office #2: 321 Broadway 5th Floor, Saratoga Springs, NY 12866December 23, 2020 - April 22, 2024
GOLDMAN SACHS & CO. LLC
November 2, 2005 - April 22, 2024
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
(8/27/2025)
(9/12/2025)
(8/18/2025)
(8/4/2025)
(6/26/2025)
(9/10/2025)
(6/16/2025)
Exams
FINRA
Current Firm
CP CLIENT SOLUTIONS LLC
CRD#: 330402 / SEC#: , 8-71277
Contact information
FINRA licenses (15 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CP CLIENT SOLUTIONS LLC
CRD#: 330402Saratoga Springs, NY 12866TRUST BUT VERIFY
Monitor Arthur Prostick
Get automatic monthly alerts on:
