Luciano Costantini

SAGEVIEW ADVISORY GROUP

REDWOOD CITY, CA 94061

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CRD#: 2254327

Professional summary

Luciano Costantini, AIF®, who also goes by Luciano Costantini, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Redwood City, California and CETERA WEALTH SERVICES, LLC located in Redwood City, California.

Luciano is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Luciano has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luciano Costantini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: RETIREMENT PLAN CONSULTANT START DATE: 11/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DEVELOP AND RETAIN CLIENT BUSINESS AS IT RELATES TO INSTITUTIONAL RETIREMENT PLANS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luciano Costantini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 5, 2020 - Present

SAGEVIEW ADVISORY GROUP, LLC

Office #1: 1775 Woodside Road Suite 201, Redwood City, CA 94061

RIA

CRD#: 126777

REDWOOD CITY, CA

Current

February 1, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1775 Woodside Road Suite 201, Redwood City, CA 94061

CRD#: 13572

Redwood City, CA

Past

June 29, 2023 - February 21, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WOODSIDE, CA

Past

February 1, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

June 30, 2018 - November 4, 2020

WORLD INVESTMENT ADVISORS, LLC

RIA

CRD#: 208512

San Mateo, CA

Past

June 30, 2018 - November 4, 2020

PENSIONMARK SECURITIES, LLC

CRD#: 283952

San Mateo, CA

Past

November 4, 2014 - December 24, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

san mateo, CA

Past

October 2, 2014 - July 9, 2018

LPL FINANCIAL LLC

CRD#: 6413

SAN MATEO, CA

Past

September 30, 2014 - July 2, 2018

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

SAN MATEO, CA

Past

October 2, 2009 - October 29, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

SAN MATEO, CA

Past

July 3, 2008 - October 29, 2014

FINANCIAL TELESIS INC

CRD#: 31012

SAN MATEO, CA

Past

April 20, 2007 - June 16, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

MENLO PARK, CA

Past

July 22, 2002 - March 20, 2007

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

August 6, 2001 - July 11, 2002

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

April 2, 2001 - July 3, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 4, 1995 - December 23, 1999

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

July 15, 1992 - November 15, 1995

MARSH & MCLENNAN SECURITIES CORPORATION

CRD#: 556

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(11/5/2020)

California
(2/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

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Contact information

Main Address

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 814-8742

Established

Firm type

Fiscal year end

# of Employees

248

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13,295
AUM (Assets Under Management)	$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Luciano Costantini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luciano Costantini's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

WORLD INVESTMENT ADVISORS, LLC

PENSIONMARK SECURITIES, LLC

FINANCIAL TELESIS INC

LPL FINANCIAL LLC

GLOBAL RETIREMENT PARTNERS LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

MORGAN STANLEY & CO. LLC

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CITISTREET EQUITIES LLC

MORGAN STANLEY DW INC.

NYLIFE SECURITIES LLC

MARSH & MCLENNAN SECURITIES CORPORATION

Primary Firm SEC Registration

SAGEVIEW ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2009

Series 63

Date: 9/22/1992

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2001

Series 6

Date: 7/13/1992

FINRA

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVIEW ADVISORY GROUP, LLC

TRUST BUT VERIFY

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