Luciano Costantini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luciano Costantini, AIF®, who also goes by Luciano Costantini, was a registered financial professional .
Luciano is a previously registered financial professional and started their career in finance in 1992. Luciano had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - February 21, 2024
CETERA INVESTMENT ADVISERS LLC
February 1, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
February 1, 2021 - December 31, 2025
CETERA WEALTH SERVICES, LLC
November 5, 2020 - December 31, 2025
SAGEVIEW ADVISORY GROUP, LLC
June 30, 2018 - November 4, 2020
WORLD INVESTMENT ADVISORS, LLC
June 30, 2018 - November 4, 2020
PENSIONMARK SECURITIES, LLC
November 4, 2014 - December 24, 2014
FINANCIAL TELESIS INC
October 2, 2014 - July 9, 2018
LPL FINANCIAL LLC
September 30, 2014 - July 2, 2018
GLOBAL RETIREMENT PARTNERS LLC
October 2, 2009 - October 29, 2014
FINANCIAL TELESIS INC
July 3, 2008 - October 29, 2014
FINANCIAL TELESIS INC
April 20, 2007 - June 16, 2008
MORGAN STANLEY & CO. LLC
July 22, 2002 - March 20, 2007
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 6, 2001 - July 11, 2002
CITISTREET EQUITIES LLC
April 2, 2001 - July 3, 2001
MORGAN STANLEY DW INC.
December 4, 1995 - December 23, 1999
NYLIFE SECURITIES LLC
July 15, 1992 - November 15, 1995
MARSH & MCLENNAN SECURITIES CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
