Alexander Read

LYONS WEALTH MANAGEMENT

Winter Park, FL 32789

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CRD#: 2254224

Professional summary

Alexander Read, who also goes by Sander Read, is a registered financial advisor currently at LYONS WEALTH MANAGEMENT located in Winter Park, Florida and INNOVATION PARTNERS LLC located in Winter Park, Florida.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Alexander has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sander Read

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lyons Wealth Management, LLC-1470 Gene Street, Winter Park, FL 32789-Investment Related, start date 2009. The RR is the CEO of a Registered Investment Advisor. Spends roughly 40 hours per week working with clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Read's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2009 - Present

LYONS WEALTH MANAGEMENT

Office #1: 280 W. Canton Ave Ste 430, Winter Park, FL 32789

RIA

CRD#: 150581

Winter Park, FL

Current

January 17, 2022 - Present

INNOVATION PARTNERS LLC

Office #1: 280 W Canton Ave Suite 430, Winter Park, FL 32789

RIA

CRD#: 146344

Winter Park, FL

Past

June 26, 2018 - July 18, 2019

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

November 9, 2016 - November 9, 2017

CSG CAPITAL ADVISORS, LLC

CRD#: 147132

ORLANDO, FL

Past

August 3, 2009 - December 31, 2020

LYONS WEALTH MANAGEMENT

RIA

CRD#: 150581

Winter Park, FL

Past

June 25, 2002 - September 23, 2002

PEREGRINE FINANCIALS & SECURITIES, INC.

CRD#: 43992

CHICAGO, IL

Past

October 10, 2000 - January 8, 2001

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

September 10, 1998 - December 10, 1998

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

January 27, 1998 - December 22, 2009

ALEXANDER READ INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110635

WINTER PARK, FL

Past

May 7, 1993 - September 12, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LYONS WEALTH MANAGEMENT

LYONS WEALTH MANAGEMENT | MJ INVESTING ADVISORS | MEERKAT HEDGE PARTNERS FUND LP | LYONS WEALTH MANAGEMENT, LLC

CRD#: 150581 / SEC#: 801-70437

RIA

Registered Investment Advisory firm - (7/28/2009 Approved)

Ohio

Registered Investment Advisory firm - (1/27/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(9/16/2009)

Florida
(5/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/2016

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/10/2014

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

LYONS WEALTH MANAGEMENT

LYONS WEALTH MANAGEMENT | MJ INVESTING ADVISORS | MEERKAT HEDGE PARTNERS FUND LP | LYONS WEALTH MANAGEMENT, LLC

CRD#: 150581 / SEC#: 801-70437

RIA

Registered Investment Advisory firm - (7/28/2009 Approved)

Ohio

Registered Investment Advisory firm - (1/27/2021 Terminated)

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Contact information

Main Address

280 W. Canton Ave Ste 430, Winter Park, FL 32789

Mailing Address

Phone number

(407) 951-8710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LYONS ADV PART II 03.31.25 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 127,037,019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander Read

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Read's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATION PARTNERS LLC

CIM SECURITIES, LLC

CSG CAPITAL ADVISORS, LLC

LYONS WEALTH MANAGEMENT

PEREGRINE FINANCIALS & SECURITIES, INC.

AMERICAN CAPITAL CORPORATION

CHATFIELD DEAN & CO., INC.

ALEXANDER READ INVESTMENT MANAGEMENT, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LYONS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1997

Series 63

Date: 5/18/1993

SIE

Date: 10/1/2018

Series 7

Date: 11/9/2016

Series 3

Date: 9/10/2014

FINRA

Current Firm

LYONS WEALTH MANAGEMENT

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LYONS WEALTH MANAGEMENT

TRUST BUT VERIFY

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