David S. Mesunas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Sigmond Mesunas, who also goes by Dave Mesunas, was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1992. David had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2010 - August 14, 2013
HERMENING ADVISORY SERVICES LLC
May 30, 2008 - July 25, 2013
FIRST ALLIED SECURITIES, INC.
June 14, 2007 - June 17, 2010
HERMENING ADVISORY SERVICES LLC
May 2, 2007 - December 31, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
May 2, 2007 - May 30, 2008
FFP SECURITIES, INC.
January 23, 2001 - May 3, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 1, 1994 - January 18, 2001
B. C. ZIEGLER AND COMPANY
August 10, 1992 - November 1, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 10, 1992 - November 1, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HERMENING ADVISORY SERVICES LLC
CRD#: 134927 / SEC#: 801-67716
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
