Lawrence Williams Iv
Professional summary
Lawrence Williams Iv IV, who also goes by Lawrence Williams IV, is a registered financial advisor currently at DAVID VAUGHAN INVESTMENTS, LLC located in Peoria, Illinois.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Lawrence has worked at 2 firms and has passed the Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Williams Iv IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 1994 - Present
DAVID VAUGHAN INVESTMENTS, LLC
Office #1: 5823 N. Forest Park Drive, Peoria, IL 61614August 26, 1992 - August 29, 1995
FIRST AFFILIATED SECURITIES
Primary Firm SEC Registration
DAVID VAUGHAN INVESTMENTS, LLC
CRD#: 105990 / SEC#: 801-12642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/1994)
(3/31/1998)
(4/9/2014)
Exams
Current Firm
DAVID VAUGHAN INVESTMENTS, LLC
CRD#: 105990 / SEC#: 801-12642
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,020 |
| AUM (Assets Under Management) | $ 4,930,082,357 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/22/2025 | ||
| 11/20/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
DAVID VAUGHAN INVESTMENTS, LLC
CRD#: 105990Peoria, IL 61614TRUST BUT VERIFY
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