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JM

John W. Manley

Some features on this profile are disabled
CRD#: 2254029
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Warner Manley was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1992. John had worked at 9 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 3, 2021 - August 29, 2024

WINDHAM CAPITAL MANAGEMENT, LLC

RIA
CRD#: 110539
CAMBRIDGE, MA
Past

February 23, 2021 - May 18, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Boston, MA
Past

January 13, 2021 - May 18, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Boston, MA
Past

January 3, 2019 - March 11, 2019

AQR INVESTMENTS, LLC

BD
CRD#: 289244
Greenwich, CT
Past

August 13, 2015 - December 31, 2018

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
Boston, MA
Past

July 9, 2013 - August 4, 2015

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
BOSTON, MA
Past

July 2, 2007 - March 15, 2013

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
BOSTON, MA
Past

December 13, 2005 - July 2, 2007

MELLON FUNDS DISTRIBUTOR, L.P.

BD
CRD#: 39414
BOSTON, MA
Past

January 16, 2004 - December 31, 2005

MBSC, LLC

BD
CRD#: 42430
NEW YORK, NY
Past

April 20, 2000 - February 11, 2004

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

July 22, 1998 - December 22, 1999

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
BOSTON, MA
Past

September 3, 1992 - October 9, 1996

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/18/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/11/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 1/15/2022
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/1/1992
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WC
WINDHAM CAPITAL MANAGEMENT, LLC
WINDHAM CAPITAL MANAGEMENT BOSTON LLC | WINDHAM LABS | WINDHAM CAPITAL MANAGEMENT, LLC

CRD#: 110539 / SEC#: 801-45014

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Contact information

Main Address
245 Main Street 2nd Floor, Cambridge, MA 02142
Mailing Address
Phone number
(617) 419-3900
Established
Firm type
Fiscal year end
# of Employees
9

Documents

Latest Form ADV

Part 2 Brochures

WINDHAM CAPITAL MANAGEMENT, LLC FORM ADV, PART 2A (7/12/2024)

Regulatory assets under management

Total Number of Accounts3
AUM (Assets Under Management)$ 192,054,346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDHAM CAPITAL MANAGEMENT, LLC

CRD#: 110539

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