Ronald W. Anderson

PLAN A WEALTH

Lincoln, NE 68516

Some features on this profile are disabled

CRD#: 2254011

Professional summary

Ronald Wallace Anderson JR, who also goes by Ron Anderson, is a registered financial advisor currently at PLAN A WEALTH, LLC located in Lincoln, Nebraska and PRIVATE CLIENT SERVICES, LLC located in Lincoln, Nebraska.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Ronald has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. THE BEACH HOUSE LLC; INVESTMENT RELATED, 7943 PRESERVE LANE, LINCOLN, NE. START: LLC THAT HOLDS PRIVATE SECURITIES OF A SURGICAL COMPANY (VITUAL INCISION). COMPANY IS PARTALLY OWNED BY CLIENT SHANE FARRITOR. LLC ALSO HOLDS 25% OWNERSHIP OF A LAKE HOUSE ADVISOR OWNS WITH HIS BROTHER, JEFF ANDERSON (25%), AND FATHER, RONALD ANDERSON SR (50%), WHO ARE ALSO BOTH CLIENTS. MANAGING MEMBER OF LLC. 0 HRS/MO; 0 DURING TRADING HRS. 2. PLAN A PROPERTIES, INV RELATED REAL ESTATE HOLDINGS, LINCOLN, NE, 100% OWNED WITH SPOUSE, START: 12/1/2016, 0 HOURS, DUTIES: OWNER. 3. NON-INVESTMENT RELATED INSURANCE SALES THROUGH VARIOUS CARRIERS. 4. PLAN A WEALTH MANAGEMENT; FULLY INDEPENDENT REGISTERED INVESTMENT ADVISORY FIRM; 7221 PLAZA COURT, LINCOLN, NE 68516. REGISTERED INVESTMENT ADVISOR REP; 160 HRS PER MONTH, ALL DURING TRADING HRS. 5. FLEXPENSER - ADDRESS: ASOGATAN 116. SE-116 24 STOCKHOLM, SWEDEN. THEY PRODUCE A TECHNOLOGY/PACKAGING THAT HELPS KEEP FOOD/COSMETICS/DRUGS FRESH FOR LONGER. SERVE AS A NON-PAID CONSULTANT/ADVISOR TO FLEXPENSER, 1% OWNER; SERVING ON THEIR BOARD OF DIRECTORS. ATTEND CONFERENCE CALLS AND ANNUAL IN-PERSON MEETINGS. 2 HRS/MO; 0 DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Wallace Anderson JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2017 - Present

PLAN A WEALTH, LLC

Office #1: 7221 Plaza Court, Lincoln, NE 68516

RIA

CRD#: 287860

Lincoln, NE

Current

April 21, 2017 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 7221 Plaza Court, Lincoln, NE 68516

RIA

CRD#: 120222

Lincoln, NE

Past

March 22, 2017 - March 23, 2017

PLAN A WEALTH, LLC

RIA

CRD#: 287860

LINCOLN, NE

Past

May 15, 2015 - April 24, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LINCOLN, NE

Past

May 15, 2015 - April 24, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LINCOLN, NE

Past

January 1, 2008 - May 15, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LINCOLN, NE

Past

January 1, 2008 - May 15, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LINCOLN, NE

Past

August 3, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

LINCOLN, NE

Past

July 20, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

LINCOLN, NE

Past

March 22, 2001 - August 1, 2006

PIPER SANDLER & CO.

RIA

CRD#: 665

LINCOLN, NE

Past

February 9, 2001 - August 1, 2006

PIPER SANDLER & CO.

CRD#: 665

LINCOLN, NE

Past

December 14, 2000 - March 5, 2001

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

December 13, 2000 - March 5, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

March 22, 2000 - February 26, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

December 2, 1993 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

October 25, 1993 - November 16, 1993

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

Past

July 10, 1992 - November 8, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 10, 1992 - November 8, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN A WEALTH, LLC

PLAN A WEALTH MANAGEMENT | PLAN A WEALTH, LLC

CRD#: 287860 / SEC#: 801-110113

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/3/2022)

Arizona
(4/21/2017)

Arkansas
(9/12/2018)

California
(4/21/2017)

Florida
(4/21/2017)

Idaho
(4/21/2017)

Illinois
(4/21/2017)

Indiana
(5/2/2023)

Iowa
(4/21/2017)

Kansas
(4/21/2017)

Maine
(4/21/2017)

Minnesota
(4/21/2017)

Missouri
(10/2/2025)

Montana
(4/21/2017)

Nebraska
(4/21/2017)

IAR

Nebraska
(4/24/2017)

New Jersey
(10/5/2022)

Ohio
(7/9/2019)

South Dakota
(11/13/2025)

Texas
(4/21/2017)

IAR

Texas
(4/21/2017)

Vermont
(4/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/4/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/9/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PLAN A WEALTH, LLC

PLAN A WEALTH MANAGEMENT | PLAN A WEALTH, LLC

CRD#: 287860 / SEC#: 801-110113

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

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Contact information

Main Address

7221 Plaza Court, Lincoln, NE 68516

Mailing Address

Phone number

(402) 975-8008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,930
AUM (Assets Under Management)	$ 370,405,496

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Ronald W. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Wallace Anderson JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

PLAN A WEALTH, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PIPER SANDLER & CO.

PIPER SANDLER & CO.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PLAN A WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/1999

Series 63

Date: 7/14/1992

SIE

Date: 10/1/2018

Series 31

Date: 12/4/2003

Series 7

Date: 7/9/1992

Series 24

Date: 6/4/2015

FINRA

Current Firm

PLAN A WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN A WEALTH, LLC

TRUST BUT VERIFY

Contact information

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