Ann M. Shaw-kremer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Marie Shaw-kremer, who also goes by Ann Marie Kremer, Ann M. Naum, Ann Marie Naum, Ann Marie Shaw, Ann Shaw, Ann Marie Shaw-kremer Mrs., was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 2004. Ann had worked at 3 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2012 - October 11, 2022
ALPS DISTRIBUTORS, INC.
November 18, 2011 - June 9, 2023
JAMES INVESTMENT RESEARCH INC
October 6, 2004 - March 2, 2009
IFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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