Robert L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lamar Jones JR, who also goes by Rob Jones Jr, Rob Jones, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1992. Robert had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2008 - August 16, 2013
PLANNING STRATEGIES
February 28, 2008 - June 14, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
January 7, 2004 - June 14, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
May 31, 2002 - February 12, 2004
WELLS FARGO CLEARING SERVICES, LLC
May 17, 1999 - February 12, 2004
WELLS FARGO CLEARING SERVICES, LLC
April 23, 1999 - May 17, 1999
WELLS FARGO CLEARING SERVICES, LLC
September 23, 1994 - May 5, 1999
UBS FINANCIAL SERVICES INC.
November 10, 1992 - November 4, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLANNING STRATEGIES
CRD#: 113274 / SEC#:
Contact information
Red Flags
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