Matthew E. Haggerty
Professional summary
Matthew Edward Haggerty was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Matthew had worked at 6 firms, which includes INSIGHT SECURITIES & TRADING INC., MONY SECURITIES CORPORATION, NEW ENGLAND SECURITIES, FBD INVESTMENT SERVICES INC., BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC., HIBBARD BROWN & CO. INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 1997 - March 26, 1998
INSIGHT SECURITIES & TRADING, INC.
April 15, 1997 - August 15, 1997
MONY SECURITIES CORPORATION
September 17, 1996 - August 28, 1997
NEW ENGLAND SECURITIES
November 30, 1994 - August 25, 1995
FBD INVESTMENT SERVICES, INC.
August 4, 1994 - December 5, 1994
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 9, 1993 - June 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
INSIGHT SECURITIES & TRADING, INC.
CRD#: 42221 / SEC#: , 8-49752
Contact information
Documents
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