Kevin G. Jajuga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Gene Jajuga, who also goes by Kevin G Jajuga, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1992. Kevin had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2018 - November 30, 2018
QUASAR DISTRIBUTORS, LLC
June 26, 2013 - September 7, 2018
TRIVE NEW YORK LLC
April 8, 2008 - September 27, 2012
VOYA INVESTMENT MANAGEMENT CO. LLC
February 6, 2007 - September 27, 2012
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 11, 2005 - February 2, 2007
FORESIDE FUND SERVICES, LLC
August 30, 2001 - September 10, 2004
NATIXIS DISTRIBUTION, LLC
August 21, 1995 - August 23, 2001
INVESCO CAPITAL MARKETS, INC.
March 23, 1994 - January 19, 1995
MONTANO SECURITIES CORPORATION
January 26, 1993 - October 5, 1993
OPPENHEIMER & CO. INC.
July 27, 1992 - February 4, 1993
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
