Thomas J. Diem
Professional summary
Thomas Joseph Diem, CFP®, ChFC®, who also goes by Tom Diem, is a registered financial advisor currently at DIEM WEALTH MANAGEMENT located in Fort Wayne, Indiana.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Thomas has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Diem's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
January 20, 2016 - Present
DIEM WEALTH MANAGEMENT
June 24, 2013 - June 10, 2015
MARTIN WEALTH MANAGEMENT, LLC
July 9, 2012 - December 31, 2015
DIEM WEALTH MANAGEMENT
October 28, 2003 - July 6, 2012
CANTELLA & CO., INC.
February 4, 2003 - July 6, 2012
CANTELLA & CO., INC.
January 2, 2003 - February 5, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 27, 2002 - February 5, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 18, 2001 - December 10, 2002
RAYMOND JAMES & ASSOCIATES, INC.
June 16, 1998 - December 10, 2002
RAYMOND JAMES & ASSOCIATES, INC.
May 11, 1998 - September 25, 1999
RONEY & CO.
March 7, 1994 - May 11, 1998
RONEY & CO. L.L.C.
October 19, 1992 - March 16, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 19, 1992 - March 16, 1994
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2016)
Exams
Current Firm
DIEM WEALTH MANAGEMENT
CRD#: 164635 / SEC#:
Contact information
Red Flags
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