Edward C. Bertelsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Christian Bertelsen, who also goes by Ed Bertelsen, Edward C Bertelsen, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2009 - November 5, 2010
AVIANCE CAPITAL PARTNERS LLC
January 23, 2007 - August 10, 2018
AVIANCE CAPITAL MANAGEMENT, LLC
June 13, 2005 - December 23, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
April 1, 2005 - November 12, 2007
G.F. INVESTMENT SERVICES, LLC
July 7, 2004 - December 31, 2005
CORNERSTONE FINANCIAL ADVISORY, INC.
May 27, 2004 - November 5, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 19, 2004 - November 5, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 9, 2001 - May 13, 2004
CITIGROUP GLOBAL MARKETS INC.
March 9, 2001 - May 13, 2004
CITIGROUP GLOBAL MARKETS INC.
November 1, 1996 - March 29, 2001
LEGG MASON WOOD WALKER, INCORPORATED
September 23, 1993 - November 7, 1996
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
AVIANCE CAPITAL PARTNERS LLC
CRD#: 146597 / SEC#: 801-68979
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVIANCE CAPITAL PARTNERS LLC
CRD#: 146597 / SEC#: 801-68979
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 968 |
| AUM (Assets Under Management) | $ 971,012,034 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 09/24/2024 | ||
| 10/26/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
