Gustin N. Fiveash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gustin Nicholas Fiveash, who also goes by Gustin N Fiveash, Gustin Nicholas Fiveash Sr, Nick Fiveash, Nico Fiveash, Gustin Nicholas Fiveash, was a registered financial professional .
Gustin is a previously registered financial professional and started their career in finance in 1992. Gustin had worked at 7 firms and has passed the Series 63, Series 6 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2003 - December 31, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
December 24, 1997 - October 14, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
December 19, 1997 - October 14, 1998
IDS LIFE INSURANCE COMPANY
May 30, 1996 - October 10, 1997
EQUITABLE ADVISORS, LLC
May 3, 1996 - October 10, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 8, 1994 - February 15, 1996
IDS LIFE INSURANCE COMPANY
December 8, 1994 - February 15, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
August 3, 1992 - September 29, 1994
METROPOLITAN LIFE INSURANCE COMPANY
August 3, 1992 - September 29, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
