David L. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Louis Jacobs was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1992. David had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2019 - July 6, 2021
H. RIVKIN & CO., INC.
January 5, 2019 - April 1, 2019
BLAYLOCK VAN, LLC
February 12, 2018 - December 13, 2018
PAR5 CAPITAL & CO LLC
May 4, 2005 - February 12, 2018
H. RIVKIN & CO., INC.
January 27, 1998 - January 31, 2003
UNICREDIT CAPITAL MARKETS LLC
October 7, 1995 - January 15, 1998
H. RIVKIN & CO., INC.
January 17, 1995 - May 4, 1995
MESIROW FINANCIAL, INC.
January 16, 1995 - May 4, 1995
MESIROW FINANCIAL, INC.
July 31, 1992 - December 19, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
H. RIVKIN & CO., INC.
CRD#: 29459 / SEC#: , 8-44344
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEW DEVENTER ENTERPRISES, LLC | SHAREHOLDER | |
| HOEVERS, JEROEN ROBERT | PRESIDENT/CHIEF COMPLIANCE OFFICER/FINOP/SECRETARY/TREASURER | 4064773 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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