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Lawrence Alphonso Thuet Jr

CRD# 2253202·Registered 1992 - 2018
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Alphonso Thuet JR, who also goes by Larry Thuet Jr, Lawrence Alphons Thuet Jr, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1992 - 2018. Lawrence had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Thuet Jr, Lawrence Alphons Thuet Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

PARK HILL GROUP LLC·CRD# 135898
BD
Chicago, IL
November 17, 2005 - October 5, 2018
BLACKSTONE SECURITIES PARTNERS L.P.·CRD# 17917
BD
New York, NY
September 8, 2005 - December 6, 2005
ATLANTIC - PACIFIC CAPITAL, INC.·CRD# 38356
BD
Stamford, CT
May 17, 2001 - January 18, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
April 9, 1999 - April 23, 2001
CALAMOS FINANCIAL SERVICES LLC·CRD# 19850
BD
Naperville, IL
October 31, 1994 - April 15, 1998
LCL INVESTMENTS, INC.·CRD# 30340
BD
November 29, 1993 - September 30, 1994
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Conshohocken, PA
July 17, 1992 - December 10, 1993

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Current Firm

PH
PARK HILL GROUP LLC

PARK HILL GROUP IL LLC | PJT PARK HILL | PARK HILL TX GROUP LLC | PARK HILL GROUP LLC

CRD#: 135898 / SEC#: 8-66958
BD
Terminated by SEC on 11/14/2020

Contact Information

Established

Delaware since 12/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PHG HOLDINGS L.L.C.SOLE OWNER/MEMBER—
FIGUR, DAVID CARLMANAGING DIRECTOR/FINANCIAL AND OPERATIONS PRINCIPAL5127533
FLANAGAN, TARA ELIZABETHCHIEF COMPLIANCE OFFICER2540823
LEE, JIYEUNDIRECTOR1859635
LEVINE, BRIAN DCHIEF EXECUTIVE OFFICER, DIRECTOR AND PRINCIPAL2861011
MEATES, HELEN THERESECHIEF FINANCIAL OFFICER/DIRECTOR2271715
TAUBMAN, PAUL JEFFREYDIRECTOR1567776

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1992About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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