Lawrence A. Thuet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Alphonso Thuet JR, who also goes by Larry Thuet Jr, Lawrence Alphons Thuet Jr, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1992. Lawrence had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2005 - October 5, 2018
PARK HILL GROUP LLC
September 8, 2005 - December 6, 2005
BLACKSTONE SECURITIES PARTNERS L.P.
May 17, 2001 - January 18, 2005
ATLANTIC - PACIFIC CAPITAL, INC.
April 9, 1999 - April 23, 2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
October 31, 1994 - April 15, 1998
CALAMOS FINANCIAL SERVICES LLC
November 29, 1993 - September 30, 1994
LCL INVESTMENTS, INC.
July 17, 1992 - December 10, 1993
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARK HILL GROUP LLC
CRD#: 135898 / SEC#: , 8-66958
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHG HOLDINGS L.L.C. | SOLE OWNER/MEMBER | |
| FIGUR, DAVID CARL | MANAGING DIRECTOR/FINANCIAL AND OPERATIONS PRINCIPAL | 5127533 |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| LEE, JIYEUN | DIRECTOR | 1859635 |
| LEVINE, BRIAN D | CHIEF EXECUTIVE OFFICER, DIRECTOR AND PRINCIPAL | 2861011 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| TAUBMAN, PAUL JEFFREY | DIRECTOR | 1567776 |
Red Flags
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