Michael A. Lucarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Dupre Lucarelli, who also goes by Anthony Dupre, Michael Dupre, Mike Dupre, Michael A D Lucarelli, Michael Dupre Lucarelli, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1995 - January 31, 1996
VFG SECURITIES, INC.
March 27, 1995 - August 23, 1995
H.J. MEYERS & CO., INC.
July 12, 1994 - June 27, 1995
MEYERS SECURITIES CORPORATION
December 18, 1993 - July 8, 1994
MORGAN STANLEY DW INC.
August 5, 1992 - November 18, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
VFG SECURITIES, INC.
CRD#: 15121 / SEC#: , 8-31595
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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