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Michael Anthony Dupre Lucarelli

CRD# 2253171·Registered 1992 - 1996
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Anthony Dupre Lucarelli, who also goes by Anthony Dupre, Michael Dupre, Mike Dupre, Michael A D Lucarelli, Michael Dupre Lucarelli, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1992 - 1996. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Dupre, Michael Dupre, Mike Dupre, Michael A D Lucarelli, Michael Dupre Lucarelli

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

VFG SECURITIES, INC.·CRD# 15121
BD
Culver City, CA
August 29, 1995 - January 31, 1996
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
March 27, 1995 - August 23, 1995
MEYERS SECURITIES CORPORATION·CRD# 7183
BD
Rochester, NY
July 12, 1994 - June 27, 1995
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 18, 1993 - July 8, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 5, 1992 - November 18, 1993

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Current Firm

VS
VFG SECURITIES, INC.

INTERNATIONAL BUSINESS SECURITIES, INC. | VFG SECURITIES, INC. | METROPOLITAN SECURITIES INCORPORATED

CRD#: 15121 / SEC#: 8-31595
BD
Terminated by SEC on 01/19/2018

Contact Information

Established

New York since 03/30/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
VANCLEF FINANCIAL GROUPOWNER—
NGO, TUAN ANHCHIEF OPERATIONS OFFICER2819426
PRICE, EDWARD LOWRYCHIEF COMPLIANCE OFFICER, FINOP1298103
VANCLEF, JASON BRYCEPRESIDENT, CEO5096529

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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