Sharon M. Bargetto

SAGE FINANCIAL ADVISORS

SCOTTS VALLEY, CA

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CRD#: 2253141

Professional summary

Sharon Mainini Bargetto, CFP®, who also goes by Sharon Bargetto, Sharon Lynn Mainini, is a registered financial advisor currently at SAGE FINANCIAL ADVISORS INC. located in Scotts Valley, California.

Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Sharon has worked at 2 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sharon Bargetto | Sharon Lynn Mainini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Mainini Bargetto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 2, 2007 - Present

SAGE FINANCIAL ADVISORS INC.

RIA

CRD#: 116933

SCOTTS VALLEY, CA

Past

December 10, 2002 - February 6, 2008

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE FINANCIAL ADVISORS INC.

CRD#: 116933 / SEC#: 801-60717

RIA

Registered Investment Advisory firm - (11/16/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/2/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 6/16/1992

Non-Member General Securities Examination

Current Firm

SAGE FINANCIAL ADVISORS INC.

CRD#: 116933 / SEC#: 801-60717

RIA

Registered Investment Advisory firm - (11/16/2001 Approved)

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Contact information

Main Address

8980 E. Raintree Drive Suite 120, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 305-8060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	332
AUM (Assets Under Management)	$ 219,383,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sharon M. Bargetto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Mainini Bargetto's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE FINANCIAL ADVISORS INC.

ERNST & YOUNG INVESTMENT ADVISERS LLP

Primary Firm SEC Registration

SAGE FINANCIAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2002

Series 2

Date: 6/16/1992

Current Firm

SAGE FINANCIAL ADVISORS INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE FINANCIAL ADVISORS INC.

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