David C. Areson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Cristy Areson MR., who also goes by David Cristy Areson, N/a, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 4 firms and has passed the Series 63, Series 65, Series 62, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2013 - September 19, 2014
DINOSAUR FINANCIAL GROUP, L.L.C
February 4, 2013 - April 18, 2013
FIRST LIBERTIES FINANCIAL
May 12, 2010 - January 7, 2011
EMERSON EQUITY LLC
April 27, 1999 - December 17, 2002
GPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/10/2010
Corporate Securities Limited Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
