EF

Eric W. Frasier

Some features on this profile are disabled
CRD#: 2252992
EF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric William Frasier, who also goes by Eric William Frazier, was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1992. Eric had worked at 10 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eric William Frazier

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 1, 2010 - December 31, 2014

AMERITRUST WEALTH MANAGEMENT, LLC

RIA
CRD#: 153879
WAXHAW, NC
Past

February 17, 2009 - June 7, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

February 12, 2009 - June 7, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

June 8, 2004 - June 30, 2008

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
CHARLOTTE, NC
Past

June 8, 2004 - June 30, 2008

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
CHARLOTTE, NC
Past

January 21, 2003 - April 6, 2004

STRONG CAPITAL MANAGEMENT INC

RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past

June 25, 2002 - April 6, 2004

STRONG INVESTMENTS, INC.

BD
CRD#: 15658
MENOMONEE FALLS, WI
Past

October 1, 2001 - June 19, 2002

CONSECO EQUITY SALES, INC.

BD
CRD#: 4125
CARMEL, IN
Past

August 17, 1998 - December 1, 1998

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

March 13, 1994 - April 18, 1996

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

BD
CRD#: 13066
Past

December 21, 1992 - February 14, 1994

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


AW
AMERITRUST WEALTH MANAGEMENT, LLC
AMERITRUST WEALTH MANAGEMENT, LLC

CRD#: 153879 / SEC#:

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Contact information


Main Address
304 Royal Crescent Ln, Waxhaw, NC 28173
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMERITRUST WEALTH MANAGEMENT, LLC

CRD#: 153879

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