John A. Luppo

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CRD#: 2252928

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Anthony Luppo was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1993. John had worked at 12 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 2, 2019 - November 11, 2020

OLDFIELD CAPITAL GROUP LLC

CRD#: 159498

NEW YORK, NY

Past

May 17, 2016 - July 29, 2019

CLEARVIEW TRADING ADVISORS, INC.

CRD#: 142873

TENAFLY, NJ

Past

January 24, 2014 - July 16, 2014

WORLD-XECUTION STRATEGIES

CRD#: 134645

NEW YORK, NY

Past

September 1, 2010 - July 27, 2012

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

November 24, 2008 - August 18, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

CRD#: 103734

NEW YORK, NY

Past

February 29, 2008 - November 21, 2008

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 9, 2007 - November 14, 2008

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

January 2, 2007 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

May 22, 2003 - January 2, 2007

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

Past

December 9, 1998 - November 1, 2002

HFP CAPITAL MARKETS LLC

CRD#: 44351

NEW YORK, NY

Past

July 22, 1993 - November 5, 1998

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

April 16, 1993 - July 15, 1993

GILFORD SECURITIES INCORPORATED

CRD#: 8076

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/7/2023

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 12/7/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/16/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/15/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2023

General Securities Principal Examination

Current Firm

OLDFIELD CAPITAL GROUP LLC

OLDFIELD CAPITAL GROUP LIMITED LIABILITY COMPANY | OLDFIELD CAPITAL GROUP LLC

CRD#: 159498 / SEC#: , 8-68991

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

330 Seventh Avenue 10th Floor Suite 1003, New York, NY 10001

Mailing Address

330 Seventh Avenue 10th Floor Suite 1003, New York, NY 10001

Phone number

(212) 481-7284

Established

New Jersey since 07/29/2011

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SOBHY, HISHAM SAYED	PRESIDENT/ CEO/ CCO	2610768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Luppo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLEARVIEW TRADING ADVISORS, INC.

WORLD-XECUTION STRATEGIES

GFI SECURITIES LLC

LIGHTHOUSE FINANCIAL GROUP, LLC

RBC CAPITAL MARKETS, LLC

G-2 TRADING,LLC

RBC CAPITAL MARKETS CORPORATION

CARLIN EQUITIES, LLC

HFP CAPITAL MARKETS LLC

JOSEPHTHAL & CO., INC.

GILFORD SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/1993

Series 7TO

Date: 12/7/2023

Series 57TO

Date: 12/7/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/16/2000

Series 7

Date: 4/15/1993

Series 24

Date: 12/7/2023

Current Firm

OLDFIELD CAPITAL GROUP LLC

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OLDFIELD CAPITAL GROUP LLC

TRUST BUT VERIFY

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