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Peter A. Murray

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CRD#: 2252894
PM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Andrew Murray, who also goes by Peter Andrew C Murray, Peter Andrew Churnside Murray, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1992. Peter had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Peter Andrew C Murray | Peter Andrew Churnside Murray

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 20, 2012 - July 27, 2015

ABERDEEN FUND DISTRIBUTORS, LLC

BD
CRD#: 146230
SAN FRANCISCO, CA
Past

June 11, 2012 - June 22, 2012

PFS INVESTMENTS INC.

RIA
CRD#: 10111
FREMONT, CA
Past

June 11, 2012 - June 22, 2012

PFS INVESTMENTS INC.

BD
CRD#: 10111
FREMONT, CA
Past

May 2, 2009 - June 17, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SHERMAN OAKS, CA
Past

May 2, 2009 - June 17, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SHERMAN OAKS, CA
Past

June 5, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
NORTHRIDGE, CA
Past

January 15, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
NORTHRIDGE, CA
Past

February 12, 2007 - October 30, 2007

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
CHICAGO, IL
Past

March 24, 2005 - January 24, 2007

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

June 28, 2002 - April 4, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 11, 1999 - March 22, 2002

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

October 26, 1998 - April 22, 1999

MORGAN PEABODY, INC.

BD
CRD#: 38306
SHERMAN OAKS, CA
Past

September 3, 1997 - September 18, 1998

WALDRON & CO., INC.

BD
CRD#: 868
IRVINE, CA
Past

May 11, 1995 - July 22, 1997

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA
Past

October 4, 1994 - October 24, 1994

INTERNATIONAL SECURITIES GROUP, INC.

BD
CRD#: 22513
SAN DIEGO, CA
Past

July 21, 1993 - July 19, 1994

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

July 6, 1992 - November 19, 1992

FIRST ASSET MANAGEMENT, INC.

BD
CRD#: 17341
GARDEN CITY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/6/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/12/1998
General Securities Principal Examination

Current Firm


AF
ABERDEEN FUND DISTRIBUTORS, LLC
ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230 / SEC#: , 8-67799

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Mailing Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Phone number
(215) 405-5700
Established
Delaware since 10/31/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ABRDN, INC.SOLE MEMBER
DUNN, STEVEN BOYDCHIEF EXECUTIVE OFFICER2203356
HETTEL, KENDRA ANNACHIEF COMPLIANCE OFFICER6164999
KIRSCHENBLATT, CHAD ETHANCHIEF FINANCIAL OFFICER/FINOP2503352

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230

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