Joan E. Yasolsky

TUTTLE FINANCIAL SERVICES, LTD.

NEW YORK, NY 10011-1913

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CRD#: 2252810

Professional summary

Joan Ellen Yasolsky is a registered financial advisor currently at TUTTLE FINANCIAL SERVICES, LTD. located in New York, New York.

Joan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Joan has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent/broker. Investment-related. 252 7th Avenue, New York, NY 10001. Fixed insurance products. Sole proprietor. 2002. 4 hours per month all during securities trading hours. Evaluating fixed insurance products for clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Ellen Yasolsky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2021 - Present

TUTTLE FINANCIAL SERVICES, LTD.

Office #1: 119 West 24th Street 4th Floor, New York, NY 10011-1913

RIA

CRD#: 141505

NEW YORK, NY

Past

April 26, 1995 - February 15, 2002

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

September 17, 1992 - February 28, 1995

SMBC NIKKO SECURITIES AMERICA, INC.

CRD#: 28602

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/20/2021)

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Exams

State Security Law Exam

Series 63

Date: 12/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/29/1997

General Securities Principal Examination

Current Firm

TUTTLE FINANCIAL SERVICES, LTD.

CRD#: 141505 / SEC#:

New York

Registered Investment Advisory firm - (9/29/2006 Approved)

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Contact information

Main Address

119 West 24th Street 4th Floor, New York, NY 10011-1913

Mailing Address

Phone number

(212) 682-1155

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Joan E. Yasolsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Ellen Yasolsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

TUTTLE FINANCIAL SERVICES, LTD.

BNP PARIBAS SECURITIES CORP.

SMBC NIKKO SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/1992

Series 7

Date: 9/15/1992

Series 24

Date: 1/29/1997

Current Firm

TUTTLE FINANCIAL SERVICES, LTD.

Contact information

Documents

Red Flags

Company Information

TUTTLE FINANCIAL SERVICES, LTD.

TRUST BUT VERIFY

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