Robert M. Lozano

AMERICAN ELITE ADVISORY

Ormond Beach, FL

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CRD#: 2252680

Professional summary

Robert Manuel Lozano, who also goes by Robert Manuel Lozano, Robert Lozano, Roberto Manuel Lozano, is a registered financial advisor currently at AMERICAN ELITE ADVISORY located in Ormond Beach, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Manuel Lozano | Robert Lozano | Roberto Manuel Lozano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 04/1998 - Federal Express Corporation; non investment-related; Latin American Division HQ; Ormond Beach, FL; Customer Experience Specialist; Logistics, International Trade, Transportation; 140 hour per month; majority of time spent during trading hours; trainer, supervisor, internal consultant. 2) 06/2017 - Independent Insurance Agent; investment-related (annuities); Ormond Beach, FL; 80 hours per month; minimum time spent during trading hours; Engage clients to do basic needs assessment and financial planning regarding life insurance, long term care, and fixed annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Manuel Lozano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2022 - Present

AMERICAN ELITE ADVISORY

RIA

CRD#: 212513

Ormond Beach, FL

Past

April 12, 2019 - July 11, 2022

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Petersburg, TN

Past

September 15, 1993 - October 5, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

June 28, 1993 - August 18, 1993

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 14, 1992 - August 17, 1992

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/13/1992

General Securities Representative Examination

Current Firm

AMERICAN ELITE ADVISORY

AMERICAN ELITE ADVISORY | TEXAS ELITE ADVISORY, LLC

CRD#: 212513 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/2/2024 Approved)

Florida

Registered Investment Advisory firm - (4/3/2023 Approved)

Missouri

Registered Investment Advisory firm - (9/21/2021 Approved)

Tennessee

Registered Investment Advisory firm - (3/28/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/18/2015 Approved)

Virginia

Registered Investment Advisory firm - (6/4/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(972) 437-8960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 20,449,546

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert M. Lozano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Manuel Lozano's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN ELITE ADVISORY

ROYAL FUND MANAGEMENT, LLC

PRUCO SECURITIES, LLC.

SUNAMERICA SECURITIES, INC.

PARAGON CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/2019

Series 63

Date: 8/7/1992

Series 7

Date: 7/13/1992

Current Firm

AMERICAN ELITE ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN ELITE ADVISORY

TRUST BUT VERIFY

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