Alexander Jacobs
Professional summary
Alexander Jacobs, who also goes by Alex Jacobs, Alexander Jacobs, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Palm Beach Gardens, Florida.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Alexander has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Jacobs's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexander Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 7121 Fairway Drive, Suite 300, Palm Beach Gardens, FL 33418October 30, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 7121 Fairway Drive, Suite 300, Palm Beach Gardens, FL 33418November 14, 2024 - October 27, 2025
TRUIST ADVISORY SERVICES, INC.
November 14, 2024 - October 27, 2025
TRUIST INVESTMENT SERVICES, INC.
July 12, 2013 - November 19, 2024
WELLS FARGO CLEARING SERVICES, LLC
July 12, 2013 - November 19, 2024
WELLS FARGO CLEARING SERVICES, LLC
June 2, 2011 - October 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2011 - October 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 1998 - September 8, 1999
NEW ENGLAND SECURITIES
September 3, 1997 - June 24, 1998
BA INVESTMENT SERVICES, INC.
December 10, 1993 - November 10, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 10, 1993 - November 10, 1994
EQUITABLE ADVISORS, LLC
July 6, 1992 - December 9, 1993
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2025)
(11/3/2025)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
