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Mark Phillip Pinzone

M3 WEALTH MANAGEMENT
NORTH ROYALTON, OH
·CRD# 2252556·34 years experience

Professional Summary

Mark Phillip Pinzone is a registered financial advisor currently at M3 WEALTH MANAGEMENT located in North Royalton, Ohio and THE LEADERS GROUP, INC. located in Summit, New Jersey. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

M3 WEALTH MANAGEMENT·CRD# 335612
RIA
17601 W. 130th Street Suite 1, North Royalton, OH 44133
May 16, 2025 - Present
THE LEADERS GROUP, INC.·CRD# 37157
BD
475 Springfield Ave, Summit, NJ 07901
May 19, 2025 - Present
L.M. KOHN & COMPANY·CRD# 27913
RIA
North Royalton, OH
October 16, 2015 - May 19, 2025
L.M. KOHN & COMPANY·CRD# 27913
BD
North Royalton, OH
October 16, 2015 - May 19, 2025
PRIMESOLUTIONS SECURITIES, INC.·CRD# 46017
RIA
Strongsville, OH
March 2, 2015 - November 5, 2015
PRIMESOLUTIONS SECURITIES, INC.·CRD# 46017
BD
Strongsville, OH
January 23, 2001 - November 5, 2015
NEXT ADVISORS INC.·CRD# 14612
BD
Garfield Heights, OH
March 19, 1997 - December 31, 2000
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
August 2, 1996 - March 20, 1997
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
July 28, 1992 - June 23, 1995

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Current Firm

MW
M3 WEALTH MANAGEMENT

M3 WEALTH MANAGEMENT | M3 WEALTH MANAGEMENT, LLC

CRD#: 335612 / SEC#: 801-132477
RIA
Registered Investment Advisory firm - SEC (4/21/2025 Approved)

Contact Information

Main Address

17601 W. 130th Street Suite 1, North Royalton, OH 44133

Phone Number

(440) 652-6370

# of Employees

3

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

M3 WEALTH MANAGEMENT ADV PART 2A (2/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

858

AUM (Assets Under Management)

$160,236,028

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) M3 WEALTH MANAGEMENT - 5/15/2025 - 17601 W 130th Street, North Royalton, OH 44133 - Part Owner of RIA and IAR of the RIA, As a fiduciary, I will provide fee based advisory services for clients that include Investing, managing and creating portfolios for clients for investment and retirement planning, Invt Rel, RIA business, 120 hrs/mo; 120 hrs/mo (during trading hours). 2.) BRUNSWICK CITY SCHOOL DISTRICT - 3/15/95 - 3581 Center Road, Brunswick, OH 44212 - high School business teacher, Teach 9-12th graders business courses such as marketing, finance, law, entrepreneurship, Not Invt Rel, HS business teacher, 120 hrs/mo; 80 hrs/mo (during trading hours). 3.) BERSON SOKOL INSURANCE AGENCY - 6/14/25 - 17601 W 130th Street, North Royalton, OH 44133 - Independent Insurance Agent, Occasional sales of term life, fixed annuities or LTC policies if in the best interest of the client, Not Invt Rel, Insurance business, 5 hrs/mo; 5 hrs/mo (during trading hours). 4.) MEDINA CITY SCHOOL DISTRICT - 6/1/2026 - 739 Weymouth Road Medina, Ohio 44256 - Assistant Football Coach, Coaching High School Football, Not Invt Rel, 40 hrs/mo; 5 hrs/mo (during trading hours).

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
M3 WEALTH MANAGEMENT

M3 WEALTH MANAGEMENT | M3 WEALTH MANAGEMENT, LLC

CRD#: 335612 / SEC#: 801-132477
RIA
Registered Investment Advisory firm - SEC (4/21/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(5/19/2025)
RR
Florida
(5/19/2025)
RR
Michigan
(11/10/2025)
RR
North Carolina
(5/19/2025)
IAR
Ohio
(5/16/2025)
RR
Ohio
(5/20/2025)
RR
South Carolina
(5/19/2025)
IAR
Texas
(1/27/2026)
RR
Utah
(11/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1992About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Phillip Pinzone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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