Mark P. Pinzone

M3 WEALTH MANAGEMENT

NORTH ROYALTON, OH 44133

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CRD#: 2252556

Professional summary

Mark Phillip Pinzone is a registered financial advisor currently at M3 WEALTH MANAGEMENT located in North Royalton, Ohio and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) M3 WEALTH MANAGEMENT - 5/15/2025 - 17601 W 130th Street, North Royalton, OH 44133 - Part Owner of RIA and IAR of the RIA, As a fiduciary, I will provided fee based advisory services for clients that include Investing, managing and creating portfolios for clients for investment and retirement planning, Invt Rel, RIA business, 120 hrs/mo; 120 hrs/mo (during trading hours). 2.) BRUNSWICK CITY SCHOOL DISTRICT - 3/15/95 - 3581 Center Road, Brunswick, OH 44212 - high School business teacher/FB Coach, Teach 9-12th graders business courses such as marketing, finance, law, entrepreneurship & coach football, Not Invt Rel, HS business teacher & asst FB coach, 120 hrs/mo; 80 hrs/mo (during trading hours). 3.) BERSON SOKOL INSURANCE AGENCY - 6/14/25 - 17601 W 130th Street, North Royalton, OH 44133 - Independent Insurance Agent, Occasional sales of term life, fixed annuities or LTC policies if in the best interest of the client, Not Invt Rel, Insurance business, 5 hrs/mo; 5 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Phillip Pinzone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2025 - Present

M3 WEALTH MANAGEMENT

Office #1: 17601 W. 130th Street Suite 1, North Royalton, OH 44133

RIA

CRD#: 335612

NORTH ROYALTON, OH

Current

May 19, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

October 16, 2015 - May 19, 2025

L.M. KOHN & COMPANY

RIA

CRD#: 27913

NORTH ROYALTON, OH

Past

October 16, 2015 - May 19, 2025

L.M. KOHN & COMPANY

CRD#: 27913

NORTH ROYALTON, OH

Past

March 2, 2015 - November 5, 2015

PRIMESOLUTIONS SECURITIES, INC.

RIA

CRD#: 46017

STRONGSVILLE, OH

Past

January 23, 2001 - November 5, 2015

PRIMESOLUTIONS SECURITIES, INC.

CRD#: 46017

STRONGSVILLE, OH

Past

March 19, 1997 - December 31, 2000

NEXT ADVISORS INC.

CRD#: 14612

GARFIELD HEIGHTS, OH

Past

August 2, 1996 - March 20, 1997

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

July 28, 1992 - June 23, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M3 WEALTH MANAGEMENT

M3 WEALTH MANAGEMENT | M3 WEALTH MANAGEMENT, LLC

CRD#: 335612 / SEC#: 801-132477

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/19/2025)

Florida
(5/19/2025)

Michigan
(11/10/2025)

North Carolina
(5/19/2025)

IAR

Ohio
(5/16/2025)

Ohio
(5/20/2025)

South Carolina
(5/19/2025)

Utah
(11/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

M3 WEALTH MANAGEMENT

M3 WEALTH MANAGEMENT | M3 WEALTH MANAGEMENT, LLC

CRD#: 335612 / SEC#: 801-132477

RIA

Registered Investment Advisory firm - (4/21/2025 Approved)

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Contact information

Main Address

17601 W. 130th Street Suite 1, North Royalton, OH 44133

Mailing Address

Phone number

(440) 652-6370

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

M3 WEALTH MANAGEMENT ADV PART 2A 8-2025 (8/19/2025)

M3 WEALTH MANAGEMENT FORM ADV PART 2A 3-2025 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	4,527
AUM (Assets Under Management)	$ 143,193,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark P. Pinzone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Phillip Pinzone's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

PRIMESOLUTIONS SECURITIES, INC.

PRIMESOLUTIONS SECURITIES, INC.

NEXT ADVISORS INC.

MEYERS POLLOCK ROBBINS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

M3 WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2015

Series 63

Date: 10/14/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/12/2002

Series 6

Date: 7/27/1992

FINRA

Current Firm

M3 WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

M3 WEALTH MANAGEMENT

TRUST BUT VERIFY

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