Peter M. Aro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Medel Aro, who also goes by Jack Mead, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1992. Peter had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1993 - December 14, 1993
WILLIAM LAWRENCE SECURITIES, INC.
October 15, 1992 - July 9, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
July 20, 1992 - October 15, 1992
BROKERS INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAM LAWRENCE SECURITIES, INC.
CRD#: 28569 / SEC#: , 8-43818
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
