Jeffrey R. Thompson

DONOGHUE FORLINES LLC

Boston, MA 02110

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CRD#: 2252470

Professional summary

Jeffrey Robert Thompson is a registered financial advisor currently at DONOGHUE FORLINES LLC located in Boston, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jeffrey has worked at 10 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2016 - Present

DONOGHUE FORLINES LLC

Office #1: One International Place Suite 2810, Boston, MA 02110

RIA

CRD#: 285403

Boston, MA

Past

July 2, 2007 - January 2, 2013

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

December 17, 2004 - July 3, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PEABODY, MA

Past

January 29, 2001 - December 3, 2004

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

READING, MA

Past

May 6, 1998 - December 13, 2016

W.E. DONOGHUE & CO., INC

RIA

CRD#: 106705

NATICK, MA

Past

August 20, 1996 - March 19, 1998

BTS SECURITIES CORPORATION

CRD#: 8328

LINCOLN, MA

Past

November 22, 1994 - August 2, 1996

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

November 10, 1992 - November 21, 1994

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

August 25, 1992 - November 6, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 16, 1992 - August 4, 1992

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DONOGHUE FORLINES LLC

DONOGHUE FORLINES LLC | W.E. DONOGHUE & CO., LLC

CRD#: 285403 / SEC#: 801-108564

RIA

Registered Investment Advisory firm - (11/9/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/30/2018)

IAR

Texas
(12/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/24/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/21/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/26/2001

General Securities Representative Examination

Current Firm

DONOGHUE FORLINES LLC

DONOGHUE FORLINES LLC | W.E. DONOGHUE & CO., LLC

CRD#: 285403 / SEC#: 801-108564

RIA

Registered Investment Advisory firm - (11/9/2016 Approved)

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Contact information

Main Address

125 High Street Suite 220, Boston, MA 02110

Mailing Address

Phone number

(800) 642-4276

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DONOGHUE FORLINES ADV PART 2A - MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 389,233,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jeffrey R. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGENTUS SECURITIES, LLC

LEGACY FINANCIAL SERVICES, INC.

AGES FINANCIAL SERVICES, LTD.

W.E. DONOGHUE & CO., INC

BTS SECURITIES CORPORATION

FINANCIAL SQUARE PARTNERS

GRUNTAL & CO., L.L.C.

LEHMAN BROTHERS INC.

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

DONOGHUE FORLINES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/24/2001

Series 65

Date: 3/21/1997

Series 7

Date: 1/26/2001

Current Firm

DONOGHUE FORLINES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DONOGHUE FORLINES LLC

TRUST BUT VERIFY

Contact information

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