Robert M. Zakem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Zakem, who also goes by Bob Zakem, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2006. Robert had worked at 5 firms and has passed the Series 66, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2011 - July 20, 2015
VIRTUS CAPITAL ADVISERS, LLC
May 13, 2011 - July 28, 2015
FORESIDE ASSOCIATES, LLC
July 9, 2007 - April 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2007 - December 24, 2008
FAM DISTRIBUTORS, INC.
August 18, 2006 - April 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 2006 - August 16, 2006
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
VIRTUS CAPITAL ADVISERS, LLC
CRD#: 107346 / SEC#: 801-23163
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUS CAPITAL ADVISERS, LLC
CRD#: 107346 / SEC#: 801-23163
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 202 |
| AUM (Assets Under Management) | $ 1,445,434,513 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
