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Peter Crowther Marcil

CRD# 2252407·Registered 1992 - 2025
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Crowther Marcil was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1992 - 2025. Peter had worked at 11 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BENTLEY SECURITIES CORPORATION·CRD# 25759
BD
New York, NY
September 11, 2012 - December 8, 2025
CKS SECURITIES LLC·CRD# 149837
BD
Scottsdale, AZ
April 13, 2011 - December 31, 2011
ASPEN EQUITY PARTNERS, LLC·CRD# 104035
BD
Dallas, TX
April 22, 2010 - March 15, 2011
THOMASLLOYD CAPITAL LLC·CRD# 38784
BD
New York, NY
March 20, 2007 - May 5, 2009
MERRIMAN CAPITAL, INC.·CRD# 18296
BD
New York, NY
June 26, 2003 - March 6, 2007
THE SEIDLER COMPANIES INCORPORATED·CRD# 3911
BD
Los Angeles, CA
May 9, 2001 - June 18, 2003
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
November 3, 1998 - March 30, 2001
IMPERIAL CAPITAL, LLC·CRD# 43744
BD
Los Angeles, CA
January 2, 1998 - August 11, 1998
DABNEY/RESNICK/IMPERIAL, LLC·CRD# 24367
BD
Beverly Hills, CA
June 23, 1995 - December 31, 1997
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 28, 1995 - July 11, 1995
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
August 5, 1992 - January 28, 1995

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Current Firm

BS
BENTLEY SECURITIES CORPORATION

BENTLEY SECURITIES CORPORATION | CHARTERHOUSE MEDIA GROUP SECURITIES, INC.

CRD#: 25759 / SEC#: 8-41879
BD
Terminated by SEC on 12/09/2025

Contact Information

Established

Delaware since 08/28/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CROMWELL, OLIVER DEANPRESIDENT AND CHIEF COMPLIANCE OFFICER838160

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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