Peter C. Marcil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Crowther Marcil was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1992. Peter had worked at 11 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2012 - December 8, 2025
BENTLEY SECURITIES CORPORATION
April 13, 2011 - December 31, 2011
CKS SECURITIES LLC
April 22, 2010 - March 15, 2011
ASPEN EQUITY PARTNERS, LLC
March 20, 2007 - May 5, 2009
THOMASLLOYD CAPITAL LLC
June 26, 2003 - March 6, 2007
MERRIMAN CAPITAL, INC.
May 9, 2001 - June 18, 2003
THE SEIDLER COMPANIES INCORPORATED
November 3, 1998 - March 30, 2001
WELLS FARGO SECURITIES, LLC
January 2, 1998 - August 11, 1998
IMPERIAL CAPITAL, LLC
June 23, 1995 - December 31, 1997
DABNEY/RESNICK/IMPERIAL, LLC
January 28, 1995 - July 11, 1995
UBS FINANCIAL SERVICES INC.
August 5, 1992 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
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