John F. Malpiede
Professional summary
John Francis Malpiede, who also goes by John Malpiede, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Atlanta, Georgia.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 4 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Malpiede's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2024 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 1175 Peachtree St. Ne Suite 1000, Atlanta, GA 30361September 25, 1996 - March 1, 2024
CITIGROUP GLOBAL MARKETS INC.
April 21, 1995 - August 5, 1996
TD WEALTH MANAGEMENT SERVICES INC.
May 26, 1994 - March 28, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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